Shadow Sanctions Archives - Columbia Law Review

Introduction Since the nineteenth century, judges have recognized deportation as a penalty “beyond all reason in its severity.”[footnote]See Fong Yue Ting v. United States, 149 U.S. 698, 759 (1893) (Field, J., dissenting). One of the plaintiffs failed to obtain the certificate of residence because he could not present the requisite “white witness” to vouch for his lawful presence. Id. at 729–31.[/footnote] In Fong Yue Ting v. United States , the Chinese immigrant plaintiffs allegedly failed to obtain certificates of residence required for lawful presence under section 6 of the Chinese Exclusion Act of 1892, rendering them deportable.[footnote]Id. at 725–26.[/footnote] Justice Stephen Johnson Field argued in dissent that “neglect to obtain a certificate of residence” hardly warranted forced expulsion without indictment and trial.[footnote]Id. at 758–59.[/footnote] Such a punishment involves removal from one’s place of residence and the “breaking up of all the relations of friendship, family, and business there contracted.”[footnote]Id. at 759.[/footnote] Like Justice Field, immigration law scholars have long bemoaned the cruelty of “the deportation state,”[footnote]See, e.g., Adam B. Cox & Cristina M. Rodríguez, The President and Immigration Law 79 (2020) [hereinafter Cox & Rodríguez, The President and Immigration Law].[/footnote] focusing specifically on immigration law’s overreliance on deportation and the resulting disproportionality in many cases.[footnote]See, e.g., Angela M. Banks, The Normative and Historical Cases for Proportional Deportation, 62 Emory L.J. 1243, 1298 (2013) [hereinafter Banks, Cases for Proportional Deportation] (arguing that immigration law disproportionately sanctions longer-term permanent residents with minor convictions); Jason A. Cade, Enforcing Immigration Equity, 84 Fordham L. Rev. 661, 665 (2015) [hereinafter Cade, Enforcing Immigration Equity] (arguing that “[t]he removal system . . . imposes dire penalties on the basis of a broad range of civil infractions”); Jill E. Family, The Future Relief of Immigration Law, 9 Drexel L. Rev. 393, 406 (2017) (arguing for adopting the European Convention of Human Rights’ proportionality analysis in immigration); Laila Hlass, The Adultification of Immigrant Children, 34 Geo. Immigr. L.J. 199, 256 (2020) (noting the need for a system of graduated sanctions in immigration law, especially to distinguish between child migrants and adults); Daniel Kanstroom, Smart(er) Enforcement: Rethinking Removal, Structuring Proportionality, and Imagining Graduated Sanctions, 30 J.L. & Pol. 465, 466 (2015) [hereinafter Kanstroom, Smart(er) Enforcement] (arguing for “tak[ing] the notions of proportionality and graduated sanctions seriously in structural—rather than in discretionary—ways”); Juliet Stumpf, Fitting Punishment, 66 Wash. & Lee L. Rev. 1683, 1684 (2009) (noting that, in immigration law, “[n]either the gravity of the violation nor the harm that results governs whether deportation is the consequence for an immigration violation”); Michael J. Wishnie, Immigration Law and the Proportionality Requirement, 2 U.C. Irvine L. Rev. 415, 416 (2012) (noting widespread public perception of immigration law as “too harsh”).[/footnote] The black letter law of the Immigration and Nationality Act (INA) specifies deportation as the sanction for nearly all transgressions of immigration law, no matter how minor, and regardless of the personal circumstances of the immigrant.[footnote]See, e.g., 8 U.S.C. § 1227(a)(1)(C) (2018) (listing a violation of nonimmigrant status or a condition of admission, such as overstaying a visa, as a deportable offense). The INA contains waivers from inadmissibility and removability that can soften the application of deportation, but they are not systematic, and little data is available on how frequently they are granted. See Shoba Sivaprasad Wadhia, Darkside Discretion in Immigration Cases, 72 Admin. L. Rev. 367, 402 n.164 (2020); see also U.S. Citizenship & Immigr. Servs., Number of Service-Wide Forms by Fiscal Year To-Date, Quarter, and Form Status 2019, https:// www.uscis.gov/sites/default/files/document/data/Quarterly_All_Forms_FY19Q1.pdf [https: //perma.cc/G3LQ-4NSD] (last visited July 26, 2021).[/footnote] In failing to recognize that deportation lacks adequate justification in many cases, the criticism goes, immigration law contemplates life sentences for the proverbial parking violation.[footnote]See Rummel v. Estelle, 445 U.S. 263, 274 n.11 (1980) (“This is not to say that a proportionality principle would not come into play in the extreme example . . . if a legislature made overtime parking a felony punishable by life imprisonment.”).[/footnote] Critics have often pressed analogies to criminal law, arguing that some deportable immigrants warrant penalties short of deportation:[footnote]See Banks, Cases for Proportional Deportation, supra note 6, at 1266–78 (comparing criminal law to immigration law); Stumpf, supra note 6, at 1720–40 (using criminal law as a model for proportionality and discussing alternative sanctions such as fines and delayed access to immigration benefits); see also Wishnie, supra note 6, at 418–24 (describing jurisprudence of proportionality in criminal law).[/footnote] Just as those convicted of crimes must receive proportionate sentences in some cases under the Eighth Amendment, deportation is unwarranted in at least some immigration cases.[footnote]See Solem v. Helm, 463 U.S. 277, 299–300 (1983) (reviewing life sentence without parole for proportionality). But see Rummel , 445 U.S. at 274 (recognizing that there is legislative prerogative when imposing felony sentences).[/footnote] Although criminal procedure offers a model for protecting targets of enforcement from civil liberties violations,[footnote]Michael Kagan, Immigration Law Is Torn Between Administrative Law and Criminal Law, Yale J. on Regul.: Notice & Comment (Feb. 12, 2016), https://www.yalejreg. com/nc/immigration-law-is-torn-between-administrative-law-and-criminal-law-by-michael-kagan/ [https://perma.cc/TYN6-C82V] (“Criminal procedure offers tools that are especially well suited to address the urgent civil liberties concerns in immigration law, especially the manner in which [DHS] arrests and detains people on immigration allegations.”).[/footnote] analogies to criminal law have foundered conceptually and in the courts. Conceptually, criminal law does not offer a compelling example of proportionality.[footnote]See Stephen F. Smith, Proportionality and Federalization, 91 Va. L. Rev. 879, 883 (2005) (arguing that federal criminal law lacks fidelity to the principle of proportionality, largely because federal judges have construed federal crimes expansively, increasing the number of potential defendants).[/footnote] Legislatures retain vast discretion to punish felonies with lengthy terms of imprisonment, and proportionality in criminal law has limited traction outside of capital punishment and life sentences without parole.[footnote]Harmelin v. Michigan, 501 U.S. 957, 965 (1991) (rejecting the notion that the Eighth Amendment contains a “proportionality guarantee”); see also Youngjae Lee, The Constitutional Right Against Excessive Punishment, 91 Va. L. Rev. 677, 681 (2005) (characterizing the Supreme Court’s proportionality jurisprudence in criminal law as “highly unsatisfactory and disappointing; the body of law is messy and complex, yet largely meaningless as a constraint, except perhaps in a few instances in the capital context”).[/footnote] As the jurisprudence stands today, the Eighth Amendment offers a weak, inadequate check on disproportionate punishment, underscored by rampant overpunishment and overcriminalization.[footnote]See Excessive Punishment, Equal Just. Initiative, https://eji.org/issues/excessive-punishment/ [https://perma.cc/RAE6-ENJ2] (last visited July 26, 2021) (describing “decades of harsh and extreme sentencing”); see also Jones v. Mississippi, 141 S. Ct. 1307, 1317–19 (2021) (holding that, for juveniles who commit homicide, the Eighth Amendment does not require a separate finding of permanent incorrigibility to sentence someone to life in prison without parole).[/footnote] Federal courts have also roundly rejected efforts to apply constitutional proportionality doctrines to removal orders. Courts have specifically rejected application of the Eighth Amendment to removal orders, instead affirming immigration law’s “civil” rather than “criminal” character,[footnote]See, e.g., Hinds v. Lynch, 790 F.3d 259, 266 (1st Cir. 2015) (noting “removal’s civil character”).[/footnote] notwithstanding recognition of the overlap.[footnote]See Padilla v. Kentucky, 559 U.S. 356, 365–66 (2010) (noting that “deportation is nevertheless inherently related to the criminal process”); see also Daniel Kanstroom, Deportation Nation: Outsiders in American History 122 (2007) [hereinafter Kanstroom, Deportation Nation] (discussing the Supreme Court’s “bright-line” between detention incident to removal and “infamous punishment” in Wong Wing v. United States, 163 U.S. 228 (1896)).[/footnote] Courts have similarly rejected applying the Fifth Amendment Due Process Clause’s proportionality rule for punitive damages to removal orders.[footnote]See BMW of N. Am., Inc. v. Gore, 517 U.S. 559, 562 (1996) (noting that “[t]he Due Process Clause of the Fourteenth Amendment prohibits a State from imposing a ‘grossly excessive’ punishment on a tortfeasor” (quoting TXO Prod. Corp. v. All. Res. Corp., 509 U.S. 443, 454 (1993))); see also A. Benjamin Spencer, Due Process and Punitive Damages: The Error of Federal Excessiveness Jurisprudence, 79 S. Cal. L. Rev. 1085, 1123 (2006) (critiquing BMW v. Gore ’s “guideposts” for evaluating punitive damages awards). Because immigration law is federal law, the Fifth Amendment’s Due Process Clause applies, but courts and scholars have presumed that the Fifth and Fourteenth Amendment Due Process Clause standards are equivalent. See, e.g., Hinds , 790 F.3d at 268 n.8 (treating claims under the Due Process Clauses of the Fifth and Fourteenth Amendments equivalently); Angela M. Banks, Proportional Deportation, 55 Wayne L. Rev. 1651, 1655 (2009) (noting that the Fifth Amendment ensures proportionality “in the civil context” and citing Fourteenth Amendment Due Process cases).[/footnote] At the end of the day, efforts to apply constitutional proportionality doctrines in immigration law have reached a dead end.[footnote]See, e.g., Hinds , 790 F.3d at 263 (explaining that “federal courts have long described removal orders as non-punitive and, therefore, not punishment”).[/footnote] This Article takes a different approach to the INA’s failure to meaningfully distinguish among deportable immigrants. Rather than pressing constitutional proportionality doctrines or analogies to criminal law, it looks inward to the apparatus of the immigration bureaucracy by examining the many informal, discretionary tools that bureaucrats use to show lenience. These tools include deferred action, administrative closure, and orders of supervision, all of which defer the issuance or execution of a removal order, sometimes indefinitely.[footnote]See infra section II.B.[/footnote] These tools comprise a system of shadow sanctions,[footnote]One might view forms of lenience as “benefits” rather than “sanctions,” but they have elements of both. Although some shadow sanctions come with work authorization and other protections, immigrants pay a price for coming out of the shadows and onto the government’s radar. See Asad L. Asad, On the Radar: System Embeddedness and Latin American Immigrants’ Perceived Risk of Deportation, 54 Law & Soc’y Rev. 133, 135 (2020) (arguing that immigrants view “documents” as enhancing their visibility to immigration enforcement, fueling the government’s power to “surveil and expel” them). Accordingly, this Article characterizes these tools of lenience as “shadow sanctions.”[/footnote] one that remains largely unregulated and hidden from public view.[footnote]See, e.g., Jennifer Lee Koh, Removal in the Shadows of Immigration Court, 90 S. Cal. L. Rev. 181, 184 (2017) (discussing how, in fiscal year 2013, “approximately 83% of all formal removal orders took place through either reinstatement of prior removal orders or expedited removal of individuals seeking admission at the border”—summary proceedings outside of immigration court). Koh further argues that longstanding critiques applicable to standard removal proceedings in immigration courts “are far more pronounced, and far more common, in immigration court’s shadows.” Id. at 186.[/footnote] Most noncitizens likely lack any knowledge of what these shadow sanctions are, how to apply for them, or the standards by which the government imposes them.[footnote]See Shoba Sivaprasad Wadhia, Demystifying Employment Authorization and Prosecutorial Discretion in Immigration Cases, 6 Colum. J. Race & L. 1, 5 (2016) [hereinafter Wadhia, Demystifying Employment Authorization] (noting that there is no form or other information available about deferred action, other than for the Deferred Action for Childhood Arrivals (DACA) program). For discussion of DACA, see infra section II.B.1.)[/footnote] Public data about the use of these tools are also limited, save for occasional Freedom of Information Act (FOIA) requests.[footnote]See, e.g., Shoba Sivaprasad Wadhia, The Aftermath of United States v. Texas : Rediscovering Deferred Action, Yale J. on Regul.: Notice & Comment (Aug. 10, 2016), https: //www.yalejreg.com/nc/the-aftermath-of-united-states-v-texas-rediscovering-deferred-action-by-shoba-sivaprasad-wadhia/ [https://perma.cc/UQ9T-LR86] [hereinafter Wadhia, The Aftermath of United States v. Texas ] (discussing the results of a FOIA request on USCIS grants of deferred action by a field office).[/footnote] As evidenced by this lack of openness and consistency—key values traditionally associated with the law—the system of shadow sanctions suffers from serious rule of law deficits.[footnote]See Gillian E. Metzger & Kevin M. Stack, Internal Administrative Law, 115 Mich. L. Rev. 1239, 1258 (2017) (describing “values traditionally associated with the rule of law—specifically the values of authorization, notice, justification, coherence, and procedural fairness”).[/footnote] Rather than requiring bureaucrats to make reasoned, consistent, and nonarbitrary judgments when distinguishing among deportable immigrants,[footnote]Cf. Judulang v. Holder, 565 U.S. 42, 55 (2011) (applying administrative law’s requirement that agency action be based on nonarbitrary factors relevant to immigration policy).[/footnote] the system of shadow sanctions creates a zone of unregulated agency discretion.[footnote]See infra section II.C.[/footnote] Structuring, constraining, and checking agency discretion is a core project of administrative law.[footnote]See Kenneth Culp Davis, Discretionary Justice: A Preliminary Inquiry 25–26 (1971).[/footnote] This Article argues for putting administrative law’s doctrinal and conceptual resources to use in mitigating the flaws of the shadow system. Looking to agency practices in other areas of regulation as well as the example of the European Union, this Article argues for specific prudential reforms to promote reasoned immigration administration. Reasoned administration serves as a necessary foundation for, but does not equal, proportionality.[footnote]See infra section I.B.[/footnote] As discussed below, there are many conceptions of proportionality. The immigration law literature has generally taken proportionality to mean that the severity of a penalty should track the severity of the offense and should consider noncitizens’ particular circumstances, such as their length of residence in the United States. This Article argues for sanctions better tailored to these considerations and highlights the role of reason giving in attaining this objective.